This site is for financial advisers only, Click here for the consumer site.

Share

FAQ

Question:

Disclosure to clients

Answer:

It is an FCA requirement to disclose your fees, their impact on the client’s investment and the reasons why it is considered appropriate to take fees from the account. All Old Mutual Wealth illustrations will include the effect of Adviser Initial Fees and Servicing Fees in their calculations and in what they disclose.

When considering the pros and cons of deducting fees directly from an account or bond, this document: details some of the main factors that need to be taken into account.

Financial Adviser Verification