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Advising on DB Pension Transfers – New COBS Rules from 1 April 2018

On 26 March 2018, the FCA issued Policy Statement PS18/6 Advising on Pension Transfers – feedback on CP17/16 and final rules and guidance. Within PS18/6 are updates to the Conduct of Business Sourcebook (COBS) regarding pension transfers, conversions and opt-outs.

Adviser Charging and Pensions

HM Revenue & Customs has published guidance explaining the affect of Adviser Charging facilitated by deduction from a client’s pension.
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VAT & adviser remuneration

This article is designed to outline the general principles of how VAT is related to the supply of goods and services in Financial Services.

Financial Adviser Verification