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Individual Savings Account

Forms

    • Application form for ISA

      This is our new application form for the Individual Savings Account (ISA).

      It includes all the paperwork you need for new and additional investments and ISA transfers (including re-registration).

      Download
    • Data capture form - Individual Savings Account

      Handy form for you to gather details to later input online on Old Mutual Wealth's platform - use this version for the Individual Savings Account.

      Download
    • Ongoing Adviser Fee Authorisation

      Use this form to provide authorisation to pay upfront fees as well as ongoing fees agreed with your clients from their ISA/CIA/CIB/CRA investments; you can also convert ISA/CIA/CRA investments to Charge Basis 3 at the same time if required.  It also caters for ad hoc fees for re-registration but if you have agreed an ad hoc fee with your clients for something other than this, please use our separate Ad Hoc Fee Authorisation Form.

      Download
    • ISA transfer authority

      This is a standalone version of the ISA transfer authority. It can be used to support an online or paper application.

      Download
    • Client linking request

      This form can be used to request a link to other eligible investors on Old Mutual Wealth's platform for the purpose of calculating the service/product Charge (Charge basis 3).

      Download
    • Bed & Individual Savings Account (ISA) supplementary application

      This form is used to withdraw money from a Collective Investment Account (CIA) for investment into an Individual Savings Account (ISA). 

      Download
    • Investment continuation form

      Provide additional fund choice details if you have run out of space on an application form.

      Download
    • Confirmation of verification of identity (COVI)

      Use this form to provide the necessary identity information and verification of identity to support a new application. Don't use this with the Offshore Collective Investment Bond - there's a separate form for this.

      Download
    • Direct debit instruction - for use with the Individual Savings Account and Collective Investment Account

      Use this form to change bank details on an Individual Savings Account (ISA) or Collective Investment Account (CIA) that is already set up.

      Download
    • Third party payer form

      Use this form to accompany applications where a third party is paying the investment amount.

      Download
    • Switch/redirection request

      You can use this form to switch funds within the SelfSelect or WealthSelect investment range or to swap from one range to another.

      Please note transactions involving the WealthSelect Managed Portfolio Service can only be carried out by advisers online.

      Download
    • Automatic rebalancing instruction

      Use this form to apply or reinstate the automatic rebalancing option to your account or bond.

      Download
    • Transfer of ownership to an individual or joint Collective Investment Account

      Use this form to transfer some or all of the investments from a Collective Investment Account (CIA) into a new or existing CIA, without actually selling them. This form can also be used to transfer investments from a deceased investor's ISA or CIA into a new or existing CIA. This form is to be used to transfer into an individual or joint private investors account.

      Download
    • Transfer of ownership to a trustee, corporate or pension scheme Collective Investment Account

      Use this form to transfer some or all of the investments from a Collective Investment Account (CIA) into a new or existing CIA, without actually selling them. This form can also be used to transfer investments from a deceased investor's ISA or CIA into a new or existing CIA. This form is to be used to transfer into a non-private investors account.

      Download
    • Power of attorney form

      Completing this form will allow one or more people to be nominated to act as attorney on a bond or account.

      Download
    • Withdrawal/Closure form - ISA

      Use this form to request a withdrawal or close an ISA or an ISA (formerly PEP). 

      Download
    • Change of name and/or address

      Use this form to change your name and/or address for your account(s)/bond(s).

      Download
    • Automatic withdrawal/income payment instruction

      Use this form to set up a new or amend an existing automatic withdrawal/income payment instruction. It can only be used for the Collective Investment Account (CIA) and Individual Savings Account (ISA).

      Download
    • Direct debit amendment for the ISA or Collective Investment Account

      Use this form to change the amount or collection date for an existing direct debit on an ISA or Collective Investment Account (CIA).

      Download
    • ISA Additional Permitted Subscription (APS) - Cash lump sum application

      This ISA application is for the surviving spouse of a deceased ISA investor to subscribe a cash lump sum towards the APS allowance. It can be used if the deceased’s date of death was on or after 3 December 2014. Additional conditions are outlined in the form.

      Download
    • ISA Additional Permitted Subscription (APS) - Allowance transfer

      This form is for the surviving spouse of a deceased ISA investor to transfer an APS allowance from another ISA manager to Old Mutual Wealth. It can be used if the deceased’s date of death was on or after 3 December 2014. Additional conditions are outlined in the form.

      Download
    • ISA Additional Permitted Subscription (APS) - Spouse Inherited ISA application

      If the surviving spouse of a deceased ISA investor has inherited the ISA, this form can be used to transfer the investments from the deceased’s ISA into the spouse’s ISA ‘in specie’, ie without actually selling them. 

      This is in addition to other documents we require when an investor dies.

      Download
    • Ad Hoc Fee Authorisation

      Use this form to provide authorisation to pay ad hoc fees agreed with your clients from their ISA/CIA/CIB/CRA investments; ad hoc fees can be requested as a monetary amount or as a percentage of the entire account/bond value.

      Download
    • Death Claim Form

      Please contact our team on 0808 171 2626 if you wish to obtain a copy of this form.

Key features and terms

    • Key features of the Individual Savings Account

      This Key Features Document provides a clear, balanced summary of the information you need to help make a decision about the Individual Savings Account (ISA). It describes the ISA and its benefits along with the potential risks involved with this investment. There's also a list of questions and answers to help fill in the finer details. You should read this document in conjunction with a personalised Key Features Illustration, Terms and Conditions and Funds List. You might also find the Old Mutual Wealth's Platform and Investment Guide a useful read. If you want to print this document out, please check out the print-friendly version.

      Download
    • Print-friendly key features of the Individual Savings Account (ISA)

      This is a print-friendly version of the ISA Key Features Document.

      Download
    • Charge Basis 3 - Terms and conditions for the Individual Savings Account (ISA)

      These are the terms and conditions for the Individual Savings Account (ISA) for Charge Basis 3 customers.

      Download

Guides and brochures

    • Investing with Old Mutual Wealth – Your financial journey

    • Making the cost of investment clear - Charge Basis 3

      This document summarises the charges on your clients' platform investment for Charge Basis 3.

      Download
    • Making the cost of investment clear - Charge Basis 3 - WealthSelect

      This document summarises the charges on your clients' platform investment for the WealthSelect investment range on Charge Basis 3.

      Download

Support material

    • Protecting your money

      This document describes the protection offered for a client’s policy when they have an investment with Old Mutual Wealth.

      Download
    • Old Mutual Wealth's platform Reasons Why

      This document is designed for use by financial advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing with Old Mutual Wealth.

      Download
    • Old Mutual Wealth's platform at a glance Charge Basis 3

      This document provides an overview of products and charges on the platform. For Charge Basis 3 only.

      Download
    • Old Mutual Wealth risk profile questionnaire for Individuals

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to individual investors.

      Download
    • Important notes for debit card payments

      This document provides you with important information to consider when making debit card payments.

      Download

Reasons why

    • Old Mutual Wealth’s ISA reasons why

      This document is designed for use by financial advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing in an ISA with Old Mutual Wealth.

      Download
    • Old Mutual Wealth's platform Reasons why

      This document is designed for use by Financial Advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing with Old Mutual Wealth.

      Download

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