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Collective Investment Account

Forms

    • Data capture form - Collective Investment Account

      Handy form for you to gather details to later input online on our platform - use this version for the Collective Investment Account.

      Download
    • Ongoing Adviser Fee Authorisation

      Use this form to provide authorisation to pay upfront fees as well as ongoing fees agreed with your clients from their ISA/CIA/CIB/CRA investments; you can also convert CRA investments to Charge Basis 3 at the same time if required.  It also caters for ad hoc fees for re-registration but if you have agreed an ad hoc fee with your clients for something other than this, please use our separate Ad Hoc Fee Authorisation Form.

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    • Application for a Collective Investment Account - individual and joint

      This is our new application form for the Collective Investment Account for individual and joint applicants.

      It can be used for new and additional investments and transfers (including re-registration).

      Download
    • CIA transfer authority - individual and joint applicants

      This is a standalone version of the CIA transfer authority for individual and joint applicants. It can be used to support an online or paper application.

      There is a separate version for trust, corporate and pension scheme applicants.

      Download
    • Application for a Collective Investment Account - trustee, corporate or pension scheme applicants

      This is our application form for the Collective Investment Account covering trust, corporate and pension scheme applicants.

      Download
    • CIA transfer authority – trust, corporate and pension scheme applicants

      This is a stand-alone version of the CIA transfer authority for trust, corporate and pension scheme applicants. It can be used to support an online or paper application.

      There is a separate version for individual/joint applicants.

      Download
    • Client linking request

      This form can be used to request a link to other eligible investors on Old Mutual Wealth's platform for the purpose of calculating the service/product Charge (Charge basis 3).

      Download
    • Bed & Individual Savings Account (ISA) supplementary application

      This form is used to withdraw money from a Collective Investment Account (CIA) for investment into an Individual Savings Account (ISA). 

      Download
    • Application for a Collective Investment Account (CIA) through the Old Mutual Wealth SIPP

      Use this form for new and additional investments into a CIA held under the Old Mutual Wealth SIPP.

      Download
    • Confirmation of verification of identity (COVI)

      Use this form to provide the necessary identity information and verification of identity to support a new application. Don't use this with the Offshore Collective Investment Bond - there's a separate form for this.

      Download
    • Direct debit instruction - for use with the Individual Savings Account and Collective Investment Account

      Use this form to change bank details on an Individual Savings Account (ISA) or Collective Investment Account (CIA) that is already set up.

      Download
    • Transfer of ownership to an individual or joint Collective Investment Account

      Use this form to transfer some or all of the investments from a Collective Investment Account (CIA) into a new or existing CIA, without actually selling them. This form can also be used to transfer investments from a deceased investor's ISA or CIA into a new or existing CIA. This form is to be used to transfer into an individual or joint private investors account.

      Download
    • Transfer of ownership to a trustee, corporate or pension scheme Collective Investment Account

      Use this form to transfer some or all of the investments from a Collective Investment Account (CIA) into a new or existing CIA, without actually selling them. This form can also be used to transfer investments from a deceased investor's ISA or CIA into a new or existing CIA. This form is to be used to transfer into a non-private investors account.

      Download
    • Third-party payer form

      Use this form to accompany applications where a third party is paying the investment amount.

      Download
    • Power of attorney form

      Completing this form will allow one or more people to be nominated to act as attorney on a bond or account.

      Download
    • Automatic rebalancing instruction

      Use this form to apply or reinstate the automatic rebalancing option to your account or bond.

      Download
    • Switch/redirection request

      You can use this form to switch funds within the SelfSelect or WealthSelect investment range or to swap from one range to another.

      Please note transactions involving the WealthSelect Managed Portfolio Service can only be carried out by advisers online.

      Download
    • Ad Hoc Fee Authorisation

      For ad hoc fees relating to re-registration, please use our Ongoing Adviser Fee Authorisation form.

      Use this form to provide authorisation to pay ad hoc fees agreed with your clients from their ISA/CIA/CIB/CRA investments; ad hoc fees can be requested as a monetary amount or as a percentage of the entire account/bond value.

      Download
    • Investment continuation form

      Provide additional fund choice details if you have run out of space on an application form.

      Download
    • Direct debit instruction - for use with the Collective Investment Account investing through an Old Mutual Wealth Self-Invested Personal Pension (SIPP)

      Use this form for direct debit instructions in support of an application.

      Download
    • Collective Investment Account designated account form

      This form allows you to apply an irrevocable designation to a Collective Investment Account.

      Download
    • Collective Investment Account appointment form

      Form for an applicant or owner of a Old Mutual International Collective Investment or Collective Redemption Bond who chooses a Collective Investment Account as an underlying investment. This form is needed in addition to an application (which can be done online).

      Download
    • Withdrawal/Closure form

      This form is used to request a withdrawal or close a Collective Investment Account.  

      Download
    • Withdrawal/closure request for a Collective Investment Account held under an Old Mutual Wealth Self-Invested Personal Pension (SIPP)

      This form is to be completed to request a withdrawal or closure for a Collective Investment Account held under an Old Mutual Wealth Self-Invested Personal Pension (SIPP).

      Download
    • Change of name and/or address

      Use this form to change your name and/or address for your account(s)/bond(s).

      Download
    • Automatic withdrawal/income payment instruction

      Use this form to set up a new or amend an existing automatic withdrawal/income payment instruction. It can only be used for the Collective Investment Account (CIA) and Individual Savings Account (ISA).

      Download
    • Direct debit amendment for the ISA or Collective Investment Account

      Use this form to change the amount or collection date for an existing direct debit on an ISA or Collective Investment Account (CIA).

      Download
    • Change to account details for a CIA held under an Old Mutual Wealth SIPP

      This form is to be completed to change details on a Collective Investment Account held under a Old Mutual Wealth Self-Invested Personal Pension (SIPP).

      Download
    • Death Claim Form

      Please contact our team on 0808 171 2626 if you wish to obtain a copy of this form.

    • Tax declaration for individual investors

      Use this form to provide the necessary information required for individual investors, if the information has not been provided in an application.

      Download
    • Tax declaration for trusts and corporates

      Use this form to provide the necessary information required for trust and corporate investors.

      Download
    • Old Mutual Wealth Collective Investment Account WealthSelect Declaration

      This form is for Jersey or Guernsey corporate or trustee applications who are investing into a Collective Investment Account and using the WealthSelect Managed Portfolio Service. 

      Download

Key features and terms

    • Key features of the Collective Investment Account

      This Key Features Document provides a clear, balanced summary of the information you need to help make a decision about the Collective Investment Account (CIA). It describes CIA and its benefits along with the potential risks involved with this investment. There's also a list of questions and answers to help fill in the finer details. You should read this document in conjunction with a personalised Key Features Illustration, Terms and Conditions and Funds List. If you want to print this document out, please check out the print-friendly version.

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    • Print-friendly key features of the Collective Investment Account

      This is a print-friendly version of the Collective Investment Account Key Features Document.

      Download
    • Charge Basis 3 - Terms and conditions for the Collective Investment Account (CIA)

      These are the terms and conditions for the Collective Investment Account (CIA) for Charge Basis 3 customers.

      Download
    • Key features addendum - accessing a Collective Investment Account through an Old Mutual Wealth Self-Invested Personal Pension (SIPP)

      This key features addendum contains additional information for members accessing the Collective Investment Account through the Old Mutual Wealth Self-Invested Personal Pension (SIPP) and should be read in conjunction with the Collective Investment Account Key Features Document.

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    • Supplementary terms and conditions for a Collective Investment Account through an Old Mutual Wealth Self-Invested Personal Pension (SIPP)

      These supplementary Terms and Conditions must be read in conjunction with the Terms and Conditions applicable to the Collective Investment Account. They amend or make additions to the Terms and only apply to Collective Investment Accounts taken out through the Old Mutual Wealth Self-Invested Personal Pension (SIPP).

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Guides and brochures

    • A guide to your tax voucher

      This document has been designed to answer questions about tax vouchers and the information that is contained within them. We recommend that this document is used as a general guide and that any specific tax-related queries are directed to a financial adviser or local tax office in the first instance.

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    • Making the cost of investment clear - Charge Basis 3

      This document summarises the charges on your clients' platform investment for Charge Basis 3.

      Download
    • Making the cost of investment clear - Charge Basis 3 - WealthSelect

      This document summarises the charges on your clients' platform investment for the WealthSelect investment range on Charge Basis 3.

      Download

Support material

    • Protecting your money

      This document describes the protection offered for a client’s policy when they have an investment with Old Mutual Wealth.

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    • Old Mutual Wealth's platform Reasons Why

      This document is designed for use by financial advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing with Old Mutual Wealth.

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    • Our platform at a glance Charge Basis 3

      This document provides an overview of products and charges on the platform. For Charge Basis 3 only.

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    • Old Mutual Wealth risk profile questionnaire for Individuals

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to individual investors.

      Download
    • Old Mutual Wealth risk profile questionnaire for Trustees

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to trustee investors.

      Download
    • Important notes for debit card payments

      This document provides you with important information to consider when making debit card payments.

      Download

Reasons why

    • Old Mutual Wealth's platform Reasons why

      This document is designed for use by Financial Advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing with Old Mutual Wealth.

      Download

Financial Adviser Verification