This site is for financial advisers only, Click here for the consumer site.

Share
Print
Print Share

Old Mutual Wealth's platform

Forms

    • Converting to Charge Basis 2 or 3

      Use this form to convert an account/bond to Charge Basis 2 or 3* when you are not going to set up any new fees. If you wish to set up or amend existing fees then please use the Adviser Fee Authorisation form.

      *Conversion to Charge Basis 3 is not available for the Collective Investment Bond (CIB)

      Download
    • Ongoing Adviser Fee Authorisation

      Use this form to provide authorisation to pay upfront fees as well as ongoing fees agreed with your clients from their ISA/CIA/CIB/CRA investments; you can also convert CRA investments to Charge Basis 3 at the same time if required.  It also caters for ad hoc fees for re-registration but if you have agreed an ad hoc fee with your clients for something other than this, please use our separate Ad Hoc Fee Authorisation Form.

      Download
    • Investment continuation form

      Provide additional fund choice details if you have run out of space on an application form.

      Download
    • Client linking request

      This form can be used to request a link to other eligible investors on Old Mutual Wealth's platform for the purpose of calculating the service/product Charge (Charge basis 3).

      Download
    • Confirmation of verification of identity (COVI)

      Use this form to provide the necessary identity information and verification of identity to support a new application. Don't use this with the Offshore Collective Investment Bond - there's a separate form for this.

      Download
    • Third-party payer form

      Use this form to accompany applications where a third party is paying the investment amount.

      Download
    • Power of attorney form

      Completing this form will allow one or more people to be nominated to act as attorney on a bond or account.

      Download
    • Automatic rebalancing instruction

      Use this form to apply or reinstate the automatic rebalancing option to your account or bond.

      Download
    • Switch/redirection request

      You can use this form to switch funds within the SelfSelect or WealthSelect investment range or to swap from one range to another.

      Please note transactions involving the WealthSelect Managed Portfolio Service can only be carried out by advisers online.

      Download
    • Change of name and/or address

      Use this form to change your name and/or address for your account(s)/bond(s).

      Download
    • Ad Hoc Fee Authorisation

      For ad hoc fees relating to re-registration, please use our Ongoing Adviser Fee Authorisation form.

      Use this form to provide authorisation to pay ad hoc fees agreed with your clients from their ISA/CIA/CIB/CRA investments; ad hoc fees can be requested as a monetary amount or as a percentage of the entire account/bond value.

      Download
    • Change of Adviser Firm

      This form can be used to transfer a customer’s servicing rights to your firm, as well as any commission or adviser fees already in place.  It can also be used to appoint a temporary financial adviser for a defined benefit transfer.

      Download

Guides and brochures

    • Guide to Corporate Investments

      Download
    • Making the cost of investment clear - Charge Basis 1

      This document summarises the charges on your clients' platform investment for Charge Basis 1.

      Download
    • Making the cost of investment clear - Charge Basis 2

      This document summarises the charges on your clients' platform investment for Charge Basis 2.

      Download
    • Making the cost of investment clear - Charge Basis 3

      This document summarises the charges on your clients' platform investment for Charge Basis 3.

      Download
    • Making the cost of investment clear - Charge Basis 3 - WealthSelect

      This document summarises the charges on your clients' platform investment for the WealthSelect investment range on Charge Basis 3.

      Download
    • Investing with Old Mutual Wealth – client brochure

      A guide for clients outlining what Old Mutual Wealth can offer them, and what it is like to invest with us. 

      Download
    • How to use the money in your pension pot

      This customer guide contains information about the different ways they can convert their pension savings into an income and the options available from an Old Mutual Wealth pension.

       

      Download
    • Unbundled charging from Old Mutual Wealth

      This document outlines Old Mutual Wealth’s charges under our unbundled charging structure.

      Download

Support material

    • Old Mutual Wealth risk profile questionnaire for Individuals

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to individual investors.

      Download
    • Old Mutual Wealth risk profile questionnaire for Trustees

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to trustee investors.

      Download
    • Adviser Charging post R-Day - at-a-glance scenarios for Old Mutual Wealth's platform

      This document details what transactions will trigger a move to Adviser Charging post 31 December 2012 for Old Mutual Wealth's platform wrappers.

      Download
    • Old Mutual Wealth risk profile questionnaire for Retirement

      This version of the risk profile questionnaire can be used to help you assess a client's attitude to risk in relation to retirement planning.

      Download
    • Risk profiling

      This document explains the principles of risk profiling and how it works and describes the Old Mutual Wealth risk profiler.

      Download
    • Old Mutual Wealth's platform Reasons Why

      This document is designed for use by financial advisers only and should not be relied on by anyone else. The statements will help in the preparation of marketing material and ‘Reasons Why’ letters, to help you communicate to your clients the benefits of investing with Old Mutual Wealth.

      Download
    • Old Mutual Wealth's platform at a glance Charge Basis 1

      This document provides an overview of products and charges on the platform. For Charge Basis 1 only. Available 16 November 2015. 

      Download
    • Old Mutual Wealth's platform at a glance Charge Basis 2

      This document provides an overview of products and charges on our platform. For Charge Basis 2 only. 

      Download
    • Old Mutual Wealth's platform at a glance Charge Basis 3

      This document provides an overview of products and charges on the platform. For Charge Basis 3 only.

      Download
    • Online Customer Centre Flyer

      This flyer has been produced for advisers to pass onto clients to encourage registration to the new online Customer Centre.

      Download
    • Old Mutual Wealth's Platform Due Diligence Responses Document

      To make it easier and help advisers manage due diligence effectively and in line with regulatory rules, we have developed ‘Q & A’ style platform due diligence responses based on FCA’s guidelines. It covers the questions financial advisers should be asking in order to carry out adequate, firm and robust due diligence.

      Download

Platform Due Diligence

    • Old Mutual Wealth’s Platform Due Diligence Responses

      A question and answer document framed round the nine FCA topics for due diligence, collating all of the questions advisers frequently ask us in their due diligence questionnaires.

      Download
    • Old Mutual Wealth’s Platform Due Diligence Guide

      A brochure about Old Mutual Wealth’s platform, structured around the FCA’s nine focus areas for due diligence.

      Download
    • Due Diligence brochure for the Collective Retirement Account and Defined Benefit transfers

      A due diligence brochure designed to support advisers with assessing the suitability of a Collective Retirement Account (CRA), or a DB transfer into a CRA.

      Download
    • Wealth Platforms Financial Strength and Scale

      The financial results and ratings in this document will give you an idea of the strength and scale of our business.

      Download
    • UScan factsheet

      A factsheet about the UScan fund and portfolio analysis tool.

      Download
    • Risk assessment and discussion tool factsheet

      A factsheet about the Risk assessment and discussion tool.

      Download
    • Capital Gains reporting tool factsheet

      A factsheet about the Capital Gains reporting tool.

      Download
    • Portfolio planning tool factsheet

      A factsheet about the Portfolio planning tool.

      Download

Financial Adviser Verification