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Investment Process


Having a robust and repeatable investment process, underpinning your client recommendations is vital to a successful proposition and is a crucial requirement from the Financial Conduct Authority (FCA). We provide assistance at the key stages of the investment process to support your business and advice.

Below you can find out more about the key stages of the investment process we can help with.

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Risk assessment and discussion

A range of tools on paper, web, and mobile to assess and discuss your client’s attitude to risk.

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Suitability

Making sure you match your client’s needs with an appropriate investment solution is crucial.

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Strategic asset allocations

Strategic asset allocations

Having agreed your client’s attitude to risk, you can use our online tools to construct a portfolio to deliver the outcomes they expect.

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Review and reporting

Review and reporting

Our range of tools for both self-built and managed portfolios help you review your client’s investments to ensure they remain suitable.

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Financial Adviser Verification